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Policy mixes for sustainability transitions: An extended concept and framework for analysis

Research Policy · 2016 · Vol. 45(8) · pp. 1620–1635
Karoline S. RoggeKristin Reichardt

Abstract

Reaching a better understanding of the policies and politics of transitions presents a main agenda item in the emerging field of sustainability transitions. One important requirement for these transitions, such as the move towards a decarbonized energy system, is the redirection and acceleration of technological change, for which policies play a key role. In this regard, several studies have argued for the need to combine different policy instruments in so-called policy mixes. However, existing policy mix studies often fall short of reflecting the complexity and dynamics of actual policy mixes, the underlying politics and the evaluation of their impacts. In this paper we take a first step towards an extended, interdisciplinary policy mix concept based on a review of the bodies of literature on innovation studies, environmental economics and policy analysis. The concept introduces a clear terminology and consists of the three building blocks elements, policy processes and characteristics, which can be delineated by several dimensions. Based on this, we discuss its application as analytical framework for empirical studies analyzing the impact of the policy mix on technological change. Throughout the paper we illustrate the proposed concept by using the example of the policy mix for fostering the transition of the German energy system to renewable power generation technologies. Finally, we derive policy implications and suggest avenues for future research.

Innovation Policy and R&DSustainability and Climate Change GovernanceClimate Change Policy and EconomicsTerminologyPolicy mixSustainabilityPolicy analysisPolicy studiesEnvironmental economicsEconomicsTechnology policyTechnological changeField (mathematics)

Funding

  • University of Sussex
  • Bundesministerium für Bildung und Forschung
  • Eidgenössische Technische Hochschule Zürich
  • Engineering and Physical Sciences Research Council
Citations
1,290
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References
184
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References
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Research Policy · 2012 · 1,211 citations
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Academy of Management Review · 1978 · 7,096 citations
The choice of innovation policy instruments
Technological Forecasting and Social Change · 2013 · 842 citations
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